Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Date : 27/08/2007
To,
Office of the Director-FIU,
6th Floor, Hotel Samrat,
Chanakyapuri,
New Delhi –110021.
Dear Sir,
I/We “Ms. Palak Hardik Shah” a SEBI registered intermediary in the following capacity
as given below:
As per the Circular no. ISD/CIR/RR/AML/1/06 dated January 18, 2006 of Securities and
Exchange Board of India (SEBI) we hereby appoint “Ms. Palak Hardik Shah ” as the
Principal Officer for ensuring compliances of the provisions of “The Prevention of
Money Laundering Act, 2002(PMLA)”. The details of Principle officer is as follows:
Kindly acknowledge,
Yours faithfully,
For “Palak Hardik Shah”
(Signature)
PALAK HARDIK SHAH
FF/1, MERUDHAM COMPLEX, NR. MEDISURG HOSPITAL,NR.MITHAKHALI SIX ROAD, AHMEDABAD
To,
Brics Securities Ltd.
Sadhana House,
1st Floor, 570, P.B. Marg,
Behind Mahindra Tower, Worli,
Mumbai – 400 018
This is with reference to SEBI Circular Ref - MIRSD/DPS III//Cir-01/07 dated January 22, 2007
I/We _PALAK HARDIK SHAH Sub Broker of BRICS SECURITIES LTD. located at FF/1,
MERUDHAM COMPLEX, NR. MEDISURG HOSPITAL, MITHAKHALI SIX ROADS,
AHMEDABAD. owing exclusive e-mail ID for in which the investors would be able to register
their complaints for necessary follow-up actions.
Thanking you.
Regards
For __________________
Signature/s
PALAK HARDIK SHAH
FF/1, MERUDHAM COMPLEX, NR. MEDISURG HOSPITAL,NR.MITHAKHALI SIX ROAD, AHMEDABAD
To,
Brics Securities Ltd.
Sadhana House,
1st Floor, 570, P.B. Marg,
Behind Mahindra Tower, Worli,
Mumbai – 400 018
Sir,
Yours faithfully
For Palak Hardik Shah
(Signature)