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  • Bata Deal Error

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    This document reports a dealing error that occurred on June 1, 2007 at NSE involving dealer Hardik Shah. Hardik entered an incorrect code, mistakenly squaring off a position of -50 shares of Bata India from client ID G10400065 that should have been done for client ID G10400062, resulting in an unspecified profit or loss. The error is documented for review and approval by the head of department.

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    This document reports a dealing error that occurred on June 1, 2007 at NSE involving dealer Hardik Shah. Hardik entered an incorrect code, mistakenly squaring off a position of -50 shares of Bata India from client ID G10400065 that should have been done for client ID G10400062, resulting in an unspecified profit or loss. The error is documented for review and approval by the head of department.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Scarica in formato DOC, PDF, TXT o leggi online su Scribd
    Segnala contenuti inappropriati
    31 visualizzazioni1 pagina

    Bata Deal Error

    Caricato da

    api-3702278
    This document reports a dealing error that occurred on June 1, 2007 at NSE involving dealer Hardik Shah. Hardik entered an incorrect code, mistakenly squaring off a position of -50 shares of Bata India from client ID G10400065 that should have been done for client ID G10400062, resulting in an unspecified profit or loss. The error is documented for review and approval by the head of department.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Scarica in formato DOC, PDF, TXT o leggi online su Scribd
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    di 1

    BRICS SECURITIES LIMITED

    REPORTING OF DEALING ERROR

    Sr.No Particulars Detail Required


    1. Exchange NSE

    2. Date Of Error
    01/06/2007

    3. Dealer Name & TWS No. HARDIK P SHAH

    4. Script Code & Name. BATA INDIA

    5. Qty. +/- -50

    6. Client ID (Initial Transaction) G10400065

    7. Client ID (Subsequent G10400062


    Transaction)

    8. Position (Open/Sq.off) SQ.OFF

    9. Profit (+) / Loss (-) in Rs.

    10. Reason for Dealing Error CODE MISTAKE

    11. Signature of the Dealer with Date HARDIK 01/06/2007

    12. Signature of the H.O.D. with Approved / Disapproved


    Remark, if any

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