snes 29 de enero de 2010
‘Sittacant anon comcoocteos oe deena cea
[REPUBLICA BOLIVARIANA DE VENEZUELA
(HINISTERIO DEL PODER POPULAR PARA ECONOMIA Y INANZAS.
'COMISION NACIONAL DE VALORES.
Rescluctén Nro. O13
Coracas, 21 de enero de 2010,
199" y 150°
sto que a Comisién Nacional de valores ene ene sus abtbudones
romover, regular, viglar-y supersar el mercado de capitals, de
acuerdo 2 lo presto en ef artiouo 2 de la Ley de Mercado de
bapitates.
VWsto que las sociedades de coreaje y las casas de Bolsa se
encuentran sometides al control, supenisién y fsalzacién de la
Comisén Naconl e valores de confonnidad can lo estableddo en et
ariovo 68 numeral 4 Gea Ley de mercado de Cptales.
Visto que la stuacén econémica, finances, contable de las socedades
de cometaje y casas de balsa deberd ser austads 2 ls thes de
protege al pubis iversor y por ende rear daramente la stadt
patrimoril de as refers sodedades metantles, retin 6&r la ua
resulta indspensable mdicar las Normes Sobre actidades de
Intermediacin de Crea y Bole, pubicadas en a Gaeta Oil de
la RepibleaBolvarana de Venezuela Nimero 38.956 de fecha 19 de
junio de 2008
Visto que 'a Comisién Nacional de Valores en procura dl deber de
proteger los derechos Gel puilo Inverse, de sustetar et sano y
cordenado desaroio det mercado y de mactere: un contol razonatle
de os ieges que la aided de inermediain con valores compertay
fen vitud de 1s fecutaes estableckias en La Ley de Mercado de
Gotales para establecer requstos y porcentfes. de capt,
‘rerio, endewdamieno y otras condones de Kidz slvend
‘apcables as soiedades de coreaje de valores, membros 0 no de
ass de bola
12 Comisiin Naconal de Valores actuardo Ge conformed con lo
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