Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
No. 95-1295
VINCENT R. TAMBURELLO,
Plaintiff - Appellant,
v.
Defendants - Appellees.
____________________
____________________
Before
_____________________
was on
whom
Joshua L. Ditelberg
____________________
and
____________________
October 2, 1995
____________________
____________________
TORRUELLA,
TORRUELLA,
Chief
Judge.
Chief
Judge.
_____________
Vincent
Tamburello
(Tamburello) appeals
employer,
Comm-Tract
individuals who
Corporation
(Comm-Tract),
and
Comm-Tract.
several
Tamburello
retaliation for
his union
activities as
and
the
union steward,
11I (1988).
U.S.C.
151-161
(1988)
(NLRA), and
complaint
therefore dismissed
his
We affirm.
BACKGROUND
BACKGROUND
facts
alleged
in
the
complaint, and
inferences therefrom.
Lesser
______
Cir. 1988).
affirm the
beyond
We will
to relief."
all
dismissal "only if
drawing
prove no set
reasonable
867 (1st
it appears
of facts which
In
Comm-Tract.
defendants
July 1991,
He alleges
-- the
Tamburello
that
became a
soon
president, general
union steward
at
afterwards the
individual
manager, and
manager of
him.
-2-
Specifically,
Tamburello
alleges
that
they
pulled
him
off
favorable jobs, replacing him with less skilled workers; gave him
menial
took
job assignments;
him off
forced
vehicle;
alleges
jobs to
vacation
or
withheld his
deny him
face
personnel file
overtime pay;
termination; took
made him
away
that these
actions "were
solely to
from him;
his
take a
company
Tamburello
harass, embarrass,
coerce,
with
the Union."
resigned
his
As
a result of
position
with
Comm-Tract
in
May
1993,
and
alleges that
the
DISCUSSION
DISCUSSION
Count
individual
of Tamburello's
defendants conducted
Comm-Tract,
through
1962(c).
Count
II
the affairs
pattern
alleges
complaint
of
Hobbs
of
Act
an enterprise,
extortion
violation of RICO, 18
that
the
individual
of
U.S.C.
defendants
by
committing,
racketeering.
or
Count
agreeing to
IV
commit
alleges that
at
least
two acts
all defendants
of
violated
Tamburello's
first.
I.
I.
____________________
Tamburello does
-3-
dismissal of
at Comm-Tract constituted
a pattern of extortion
to deprive him
of his rights to speak out on union matters, his rights under the
collective-bargaining
district court
by
the
NLRA,
jurisdiction
which
to remedy
"pre-empts
conduct
state
that is
to his job.
The
and
federal
court
arguably protected
or
v. Lockridge,
_________
403 U.S.
274, 276
(1971)
U.S. 236,
244 (1959)).
foreign
commerce."
238 (1967).
uniform,
The
interstate and
nationwide
centralized expert
(NLRB).
in activities affecting
body
of
labor
law
Accordingly, the
NLRA
vests
practices.
create a
interpreted
by
the NLRB
with
primary
See 29 U.S.C.
___
158.
activity
or
is arguably subject
to
8 of
state
interference
with
national
policy is
to
be
averted."
this to mean
______
courts have
____
-4-
jurisdiction over
____________
arguably subject to
7 or
8 of the Act.'"
[which] is
U.S. 171, (1967) (emphasis added; and quoting Garmon, 359 U.S. at
______
245).
See also
________
186, 194
'exclusive
labor
(1st Cir.
1990) ("as
jurisdiction
practices'")
a general
to find,
(quoting
rule, the
prevent,
901 F.2d
[NLRB] has
and rectify
unfair
New
Mexico Dist. Council
of
_________________________________
Carpenters, AFL-CIO v. Mayhew Co., 664 F.2d 215 (10th Cir. 1981);
___________________
__________
and
collecting
cases)).
preemption doctrine is
"the need to
of leaving
primary
of
the
of
the development of
justification
such rules to
the administrative
."
Vaca, 386
____
U.S. at 180-81.2
The alleged
prohibited by
the NLRA.
Section 8(a)(3)
case is arguably
of the NLRA
makes it
____________________
Clause of
state
_____
laws,
relationship between
it
has
been
art. VI,
to
cover the
See
___
Connell Co. v. Plumbers & Steamfitters, 421 U.S. 616, 626 (1974);
__________
_______________________
Morgan,
______
Baltic Ent.,
___________
813 F.2d
United States
______________
(concluding
503, 504-05
v. Boffa,
_____
(1st Cir.
688 F.2d
919,
1987).
But see
________
931-33 (3d
Cir. 1982)
not, some
situation should
courts
hold that
the
be stricter than in
analysis in
the latter.
the
See
___
former
Britt v.
_____
Grocers Supply Co., Inc., 978 F.2d 1441, 1446-47 (5th Cir. 1992);
________________________
Boffa, 688
_____
we need
F.2d at 931-33.
what extent, we
-5-
unlawful
labor organization."
question
supervisors
presented
29
by
U.S.C.
158(a)(3).
Tamburello's
at Comm-Tract intimidated,
claims
The
is
ultimate
whether
his
his union
It is beyond dispute
that these
the NLRA.
(an
employer
discouraging
violates
union
8(a)
activity,
(3)
"when, for
. .
it
the
purposes of
purposefully
creates
but
to
resign").3
Tamburello's
RICO
Unless an
claims
are
exception
subject to
applies,
the
therefore,
NLRB's
primary
jurisdiction.
NLRB's primary
expressly
jurisdiction.
carved
jurisdiction.
out
an
The first is
exception
to
where Congress
the
NLRB's
has
primary
____________________
subject to
8(a)(1) of
7 of
(a)(1).
in pertinent part,
shall
assist
Section 7 provides,
the NLRA]."
29 U.S.C.
158
that employees
organizations,
representatives of
to
bargain
collectively
and to
engage in
through
other
-6-
29 U.S.C.
157.
made an
alleging
extortion.
"racketeering"
liability
activity
under
RICO
are
embezzlement
U.S.C.
Indeed,
the
only
expressly
listed
as
labor-related
predicates
to
concerning restrictions
of
to
actions
186, 501(c).
See 18 U.S.C.
___
1961(1)(C); 29
186 and 501(c) support the conclusion that Congress intended that
"violations
as
predicate
acts are
preempted."
186 [or
Brennan,
_______
501(c)] alleged
973 F.2d
at 647
Supp.
This
apply.
The
second
exception
applies
when
the
regulated
responsibility that,
direction," courts
the
States of
Carpenters,
__________
244).
the
in the absence of
"could not
power to
act."
had deprived
v.
This exception is
because they
compelling congressional
The
third exception
holds that
the NLRB's
exclusive
peripheral
U.S.
or collateral concern of
Vaca, 386
____
-7-
federal
courts
collateral issues
may
decide
questions
626;
labor
that
emerge
as
Britt v. Grocers Supply Co., Inc., 978 F.2d 1441, 1446 (5th
_____
________________________
Cir. 1992).
Plaintiff's
of
both RICO
allegations arguably
and the
NLRA --
establish violations
extortion on
the other.
We must
the one
hand, and
determine whether
collateral to
extortion claims.
In
courts
of the NLRB if
laws.
by his
RICO
jurisdiction
to the primary
of the RICO
F.2d at 646;
labor
at 662;
1994);
McDonough
_________
(S.D.Ill.
v.
1990).
Gencorp, Inc.,
______________
750
F.
federal court
has
framed the
One
Supp.
follows:
RICO should
be read
as
exclusive jurisdiction of
when
the
determine
Court
would
whether
some
defendant's
before
conduct
RICO
established.
act
labor
exists
limited by
the
the NLRA
only
be
forced
portion of
the
violated labor
law
predicate act
So
long as
independent
practice
would
be
the predicate
any
unfair
resolutions, the
NLRB's
exclusive
jurisdiction
since the
Court
of
is not
will not
interpret
labor
collateral
matter.
existence of the
to
law
be forced
except
However,
predicate acts
-8-
violated
as
if
to
a
the
depends
368,
370
issue as
wholly
upon
determination
that
law occurred,
jurisdiction is preempted.
MHC
___
1370,
Similarly, we have
F. Supp.
held, in the
2000e
"which
hinge
on
an
unfair labor
practice
having
occurred."
Like
Tamburello,
the
plaintiff
in
Brennan
_______
alleged
extortion
as
predicate
RICO
act.
In
holding
that
(1988)
that the
define
conduct
is a
generic
law prohibiting
extortion,4 and
1951
reasoned
the alleged
illegal
conduct.
Because the
18 U.S.C.
1951 provides:
(a)
Whoever
in
any
way
or
degree
or
or commodity
robbery or extortion
conspires
so
to
do,
or
or
defendant's
____________________
the
plan
or
purpose
to
do
anything in
be fined
$10,000 or imprisoned
not
RICO defines
"extortion" as
"the obtaining of
property from
right."
18 U.S.C.
actual or
of official
1951(b)(2).
-9-
court
concluded
that the
NLRB
had
exclusive jurisdiction
to
For reasons
conclude
that the
Tamburello's
claims.5
the
unfair
labor practice
complaint are
not
Tamburello alleges
less desirable
overtime
pay,
work
made
him
in Brennan, we
_______
issues implicated
merely collateral
to his
assignments, reduced
take
forced
RICO
him on
his chances
vacation
by
or
for
face
steward position,
Comm-Tract.
and, eventually,
The problem
illegal without
reference
to resign his
position with
to the
NLRA.
It is
the NLRA
that
Tan, 467
___
158(a)(3); Sure_____
engage
U.S.C.
in concerted
an employee's
activities for
See 29 U.S.C.
___
158(a)(1), 157.
Congress passed
the NLRA, at
right to join
mutual aid
and
and protection.
least in
a union
presume that
part, precisely
because
____________________
We
note also
employer retaliation
that,
for
in a
general
protected
sense,
union
claims alleging
activities
are
not
NLRA.
The authority
of the
NLRB to
NLRB v.
____
-10-
conduct
such
as
that
theretofore prohibited.
conclusion that
termination
complained
We thus
of
by
Tamburello
was
not
of employment is illegal
led to [Tamburello's]
activities."
whether
some portion
of
federal
labor laws.
Because
determination of
we
conclude
the defendant's
plaintiff's claim
that his
conduct violated
RICO claims
are
hinges upon
the
subject to
the primary
As
final
matter,
we
will
the
additional
arguments
proffered
by
Tamburello
contends
that
NLRA
the
individual defendants,
meaning
"[t]he
of the NLRA.
the
briefly
plaintiff.
does
not
and
not the
address
apply
two
First,
to
his
asserted against
"employer" within
the
an employer,
directly or indirectly."
29
U.S.C.
152(2).
The
____________________
We note
intensely fact
particular
whether
of whether a
driven inquiry.
any or
all
of
the
claims
questions of federal
concern."
The focus
issue is
statute is
must be
on the
determination of
of
labor law
legal
standards,
that
may
be
resolved
labor law.
without
In addition,
the
proper focus
of
(1971).
-11-
district court's
finding that
-- the
the
agents
particularly
of
the
since
company
is
Tamburello's
supported
complaint
and
speaking
reject
the
alleged
record,
that
and
the
policy,
by
to be
acting
for
management")
(1974)).
(quoting
We therefore
RICO claims.
Second, Tamburello
of
the duty
See Breininger
___ __________
v. Sheet Metal Workers Int'l Assoc. Local Union No. 6, 493 U.S.
____________________________________________________
67, 74 (1989)
apply
to
suits
alleging
representation) (citing
not
sue
his
representation
301,
U.S.C.
of
the
directly,
but
rather
federal jurisdiction
for breach of a
See 29
___
breach
allegations as part of a
which provides
their employer
and
union
duty
of
fair
Tamburello did
brought
his
fair
for employees
to sue
of its duty
185(a); Vaca,
____
does not
of fair representation.
The Breininger
__________
Court
not apply to
hybrid
301/fair
-12-
the
same
employer
entity
and
adjudicate
the union.
See
___
a joint
claim
Breininger,
__________
against
493 U.S.
both
the
at 80-84.
because
he brought both a
a fair representation
claim.
Breininger
__________
employer
against
for breach
of a
hybrid
actions
collective bargaining
against
the
agreement, and
Tamburello's
argument
representation claim
court,
concerned
and
is not
fails
because
(Count III)
his
duty
was dismissed by
prosecuted on
appeal,
of
fair
the district
and his
RICO claims
exempting fair
representation claims
doctrine.
reasons.
that
Second,
noting
matters outside
at 74-79
that fair
the NLRB's
representation
U.S. at
claims often
degree
of expertise to
courts.
181).
involve
jurisdiction,
any greater
Id.
__
Because
the
court, and
his RICO
claims do
-13-
not implicate
the concerns
underlying Breininger,
__________
to the primary
II.
II.
supervisors violated his rights under the MCRA, Mass. Gen. L. ch.
12
intimidation,
enjoyment
or
coercion"
with an
of rights secured by
individual's
the constitution or
"exercise or
laws of the
United States, or of
of
the commonwealth."
Mass. Gen.
L. ch.
12,
11I; Bally v.
_____
above,
the
alleged
arguably subject to
conduct
of
8(a)(3)
Tamburello's
of the NLRA,
As explained
supervisors
which prohibits
union status,
and also to
8(a)(1).
or laws
is
an
the basis of
As with the
RICO claim,
Garmon preemption
______
apply.
The
first
and third
exceptions
do
Garmon preemption
______
regulated activity
feeling
when the
and responsibility
that, in
the absence
underlying
rooted in local
of compelling
____________________
7
out
exception to
the
NLRB's exclusive
exception, we
practice issues
law claims.
concluded above
implicated
not merely
collateral
to
his
-- is
With respect
that the
by Tamburello's
jurisdiction
to
unfair labor
complaint
are
not
claims.
The
third
-14-
congressional direction,"
that Congress
436
U.S. at
195 (quoting
where, as here,
the
NLRA,
of the power to
Garmon 359
______
act."
Sears, Roebuck,
_______________
U.S. at
244).
the
Court
has
identified
two
prerequisites
presented
at 196-97.
citizen from
must be different
critical
could be
The
to
In cases
inquiry, therefore,
is
is enforcing a law
relating specifically
to labor relations
the
controversy
presented to
court is identical to
from .
but
. .
was
Board.
the state
. . . or different
not,
For
presented
it
is only
have been,
to
the
in the
Labor
former
situation that a
state court's
of
necessarily involves
jurisdiction
risk
of
interference
with
exercise
the
Garmon
______
unfair
the Board
prohibited branch
doctrine
was
designed
of
to
avoid.
Id. at 197.
__
We assume,
interest in
has a significant
protecting an
employee from
the harassment
supervisors in retaliation
activities.
We
of his
agree
raise
the same
question as would
be asked
in an
unfair labor
practice
proceeding,
namely, whether
[his
supervisors] placed
-15-
his union
activities."
practice
of
the
NLRB.
Under
Garmon
______
and
Sears, Roebuck,
_______________
CONCLUSION
CONCLUSION
court is affirmed.
affirmed
________
-16-