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ConstructingAlexanderWendt
biternationalPolitics
John J. Mearsheimer's
"The False Promise of InternationalInstitutions"1is welcome particularlyin
two respects.First,it is the most systematicattemptto date by a neorealistto
address criticalinternationalrelations (IR) theory.2Second, it reminds neoliberalsand criticaltheorists,normallylocked in theirown tug-of-war,
thatthey
have a common,non-realistinterestin the institutionalbases of international
life.3"False Promise" is likely,therefore,
to spur productivediscussions on all
sides.
it will be hard for most criticaltheoriststo take seriouslya
Unfortunately,
discussion of their research program so full of conflations,half-truths,
and
misunderstandings.However, to some extentmisunderstandingis inevitable
when anthropologistsfromone culturefirstexplore another.A dialogue between these two culturesis overdue,and "False Promise"is a good beginning.
CriticalIR "theory,"however,is not a single theoryIt is a familyof theories that includes postmodernists(Ashley, Walker), constructivists(Adler,
Kratochwil,Ruggie, and now Katzenstein),neo-Marxists(Cox, Gill), feminists
(Peterson,Sylvester),and others. What unites them is a concern with how
world politicsis "socially constructed,"4
which involves two basic claims: that
the fundamental structuresof internationalpolitics are social rather than
strictlymaterial(a claim that opposes materialism),and thatthese structures
AlexanderWendtis AssociateProfessor
ofPoliticalScienceat Yale University.
For their exceptionallydetailed and helpful comments I am gratefulto Mike Barnett,Mlada
Bukovansky,Bud Duvall, PeterKatzenstein,Mark Laffey,
David Lumsdaine,Sylvia Maxfield,Nina
Tannenwald,JuttaWeldes, and the membersof the Yale IR Reading Group.
1. JohnJ.Mearsheimer,"The False Promiseof InternationalInstitutions,"
International
Security,
Vol.
19, No. 3 (Winter1994/95). Subsequent referencesappear in parenthesesin the text.
2. Other effortsinclude Robert Gilpin, "The Richness of the Traditionof Political Realism,"
International
Organization,
Vol. 38, No. 2 (Spring 1984), pp. 287-304, and Markus Fischer,"Feudal
Europe, 800-1300,"International
Organization,
Vol. 46, No. 2 (Spring 1992), pp. 427-466.
3. On neoliberalismand criticaltheory,see RobertKeohane, "Internationalinstitutions:Two approaches,"International
StudiesQuarterly,
Vol. 32, No. 4 (December 1988),pp. 379-396,and Wendt,
"CollectiveIdentityFormationand the InternationalState,"AmericanPoliticalScienceReview,Vol.
88, No. 2 (June 1994), pp. 384-396. Mearsheimer treats collective securityas a third form of
institutionalism,
but thisis unwarranted.Collectivesecurityis an approach to internationalorder,
arguable on eitherneoliberalor criticalgrounds,not a formof institutionalanalysis.
4. This makes themall "constructivist"
in a broad sense, but as the criticalliteraturehas evolved,
this termhas become applied to one particularschool.
International
Security,
Vol. 20, No. 1 (Summer 1995), pp. 71-81
( 1995 by the Presidentand Fellows of Harvard College and the MassachusettsInstituteof Technology.
71
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Assumptions
I share all five of Mearsheimer's "realist" assumptions (p. 10): that international politicsis anarchic,and thatstateshave offensivecapabilities,cannotbe
100 percentcertainabout others'intentions,wish to survive,and are rational.
We even share two more: a commitmentto states as units of analysis,and to
the importanceof systemicor "thirdimage" theorizing.
The last bears emphasis,forin juxtaposing"structure"to "discourse" and in
emphasizing the role of individuals in "criticaltheory"(p. 40), Mearsheimer
obscuresthe factthatconstructivists
are structuralists.
Indeed, one of our main
objectionsto neorealismis that it is not structuralenough: that adopting the
individualisticmetaphorsof micro-economicsrestrictsthe effectsof structures
to state behavior,ignoringhow theymightalso constitutestate identitiesand
interests.6Constructiviststhinkthat state interestsare in importantpart con5. These are farmore than differencesof "emphasis," as suggested by Mearsheimer'sdisclaimer,
note 127.
6. "Constitute"is an importanttermin criticaltheory,with a special meaningthatis not captured
by related termslike "comprise," "consist of," or "cause." To say that "X [forexample, a social
structure]constitutesY [forexample, an agent]," is to say thatthe propertiesof those agents are
made possible by,and would not existin the absence of,the structureby which theyare "constituted." A constitutiverelationshipestablishesa conceptuallynecessaryor logical connectionbetween X and Y, in contrastto the contingentconnectionbetween independentlyexistingentities
thatis establishedby causal relationships.
The identity-behaviordistinctionis partly captured by Robert Powell's distinctionbetween
preferencesover outcomes and preferencesover strategies;RobertPowell, "Anarchyin International RelationsTheory,"International
Organization,
Vol. 48, No. 2 (Spring 1994), pp. 313-344. The
main exceptionto the mainstreamneglectof structuraleffectson stateidentityis KennethWaltz's
argumentthatanarchyproduces "like units"; KennethWaltz,TheoryofInternational
Politics(Reading,Mass.: Addison-Wesley,1979),pp. 74-77. Constructivists
thinkthereare morepossibilitiesthan
this;see AlexanderWendt,"Anarchyis What States Make of It: The Social Constructionof Power
Politics,"International
Organization,
Vol. 46, No. 2 (Spring 1992), pp. 391-425.
Constructing
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Objectivity
Mearsheimer suggests that criticaltheoristsdo not believe that there is an
objectiveworld out thereabout which we can have knowledge (pp. 41ff).This
is not the case. There are two issues here,ontologicaland epistemological.
10. On thesocial contentofinterests,
see Roy D'Andrade and Claudia Strauss,eds., HumanMotives
and CulturalModels (Cambridge:Cambridge UniversityPress, 1992).
Politics| 75
Constructing
International
ExplainingWarand Peace
Mearsheimerframesthe debate between realistsand criticaltheoristsas one
between a theoryof war and a theoryof peace. This is a fundamentalmistake.
Problemin InternationalRelationsTheory,"Inter11. See AlexanderWendt,"The Agent-Structure
nationalOrganization,Vol. 41, No. 3 (Summer 1987), pp. 335-370; and, for fullerdiscussion, Ian
Shapiro and Alexander Wendt,"The DifferencethatRealism Makes," Politicsand Society,Vol. 20,
No. 2 (June1992), pp. 197-223.
Studies
12. See, among others,Michael Barnett,"Institutions,Roles, and Disorder,"International
Quarterly,
Vol. 37, No. 3 (September1993),pp. 271-296; David Lumsdaine,Moral Visionin InternationalPolitics(Princeton:PrincetonUniversityPress,1993); Samuel Barkinand Bruce Cronin,"The
Organization,Vol. 48, No. 1 (Winter1994), pp. 107-130; Rey
State and the Nation," International
Koslowski and FriedrichKratochwilj,"UnderstandingChange in InternationalPolitics,"InternaVol. 48, No. 2 (Spring1994),pp. 215-248;Thomas Bierstekerand CynthiaWeber,
tionalOrganization,
as Social Construct(Cambridge: Cambridge UniversityPress, forthcoming);
eds., State Sovereignty
NationalSecurity(workingtitle),forthcoming.
and Peter Katzenstein,ed., Constructing
International
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Constructing
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18. A similar argumentis developed in JohnVasquez, The War Puzzle (Cambridge: Cambridge
UniversityPress, 1993).
19. On the role of collective identityin facilitatingcollective security,see Wendt, "Collective
IdentityFormation."
Vol. 38, No. 2 (Spring
Organization,
20. RichardAshley,"The Povertyof Neorealism,"International
1984), pp. 225-286.
21. KennethWaltz,Man, theState,and War(New York:Columbia UniversityPress, 1959), p. 232.
International
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which
is not a structuralcause of anything.What mattersis its social structure,
varies across anarchies.An anarchyof friendsdiffersfromone of enemies,one
of self-helpfromone of collective security,and these are all constitutedby
structuresof shared knowledge. Mearsheimerdoes not provide an argument
forwhy this is wrong;he simplyassertsthatit is.
Otherrealistexplanationsforpower politicsfaresomewhatbetter.Although
neorealistswant to eschew argumentsfromhuman nature,even they would
are prone to fearand compeagree thatto the extenthuman-beings-in-groups
tition,it may predispose themto war.22However,thisfactorfaces countervailing dynamics of interdependenceand collective identityformation,which
sometimesovercome it. The distributionof materialcapabilitiesalso matters,
especiallyifoffenseis dominant,and militarybuild-ups will of course concern
otherstates.Again, however,themeaningof power depends on theunderlying
structureof shared knowledge. A Britishbuild-up will be less threateningto
the United States than a North Korean one, and build-ups are less likely to
occur in a securitycommunitythan in a securitydilemma.
In orderto get fromanarchyand materialforcesto power politicsand war,
neorealistshave been forcedto make additional,ad hocassumptions
therefore,
about the social structureof the internationalsystem.We see this in Mearsheimer's interestin "hyper-nationalism,"
Stephen Walt's emphasis on ideology in the "balance of threat," Randall Schweller's focus on the status
quo-revisionistdistinctionand, as I argued in my "Anarchy"piece, in Waltz's
assumptionthatanarchiesare self-helpsystems.23
Incorporatingtheseassumptions generatesmore explanatorypower, but how? In these cases the crucial
causal work is done by social, not material,factors.This is the core of a
view of structure,not a neorealistone.
constructivist
The problembecomes even more acute when neorealiststryto explain the
relativeabsence of inter-state
war in today's world. If anarchyis so determining, why are therenot more Bosnias? Why are weak states not gettingkilled
offleftand right?It stretchescredulityto thinkthatthepeace betweenNorway
and Sweden, or the United States and Canada, or Nigeria and Benin are all
due to materialbalancing.Mearsheimersays cooperationis possible when core
interestsare not threatened(p. 25), and that"some statesare especiallyfriendly
22. For a good argumentto this effect,see JonathanMercer,"Anarchyand Identity,"International
Organization,
Vol. 49, No. 2 (Spring 1995).
23. JohnJ.Mearsheimer,"Back to the Future,"International
Security,
Vol. 15, No. 1 (Summer1990),
pp. 5-56; Stephen Walt,The Originsof Alliances(Ithaca: Cornell UniversityPress, 1987); Randall
Vol. 37, No. 1
Schweller,"Tripolarityand the Second World War,"International
StudiesQuarterly,
(March 1993),pp. 73-103; and Wendt,"Anarchyis What States Make of It."
Constructing
International
Politics| 79
forhistoricalor ideological reasons" (p. 31). But this totallybegs the question
of why in an ostensibly "realist" world states do not find their interests
continuallythreatenedby others,and the question of how theymightbecome
friends.Perhaps Mearsheimerwould say thatmost statestoday are statusquo
and sovereign.24But again this begs the question. What is sovereigntyif not
an institutionof mutual recognitionand non-intervention?
And is not being
"status quo" related to the internalizationof this institutionin state interests?
David Stranghas argued thatthose statesrecognizedas sovereignhave better
survival prospectsin anarchythan those that are not.25Far fromchallenging
thisargument,Mearsheimerpresupposes it.
Neorealists' growingrelianceon social factorsto do theirexplanatorywork
suggests that if ever therewere a candidate fora degeneratingresearchprothisis it.26The progressiveresponse(in theLakatosian sense)
gramin IR theory,
would be to returnto realism's materialistroots by showing that the background understandingsthat give capabilities meaning are caused by still
deeper material conditions,or that capabilities have intrinsicmeaning that
cannot be ignored. To show that the materialbase determinesinternational
in otherwords,realistsshould be purgingtheirtheoryof social
superstructure,
not
in turn,should be
content, adding it as theyare doing.27And anti-realists,
tryingto show how the causal powers of material facts presuppose social
content,not tryingto show thatinstitutions
explain additionalvariancebeyond
thatexplained by the distributionof power and interest,as ifthe latterwere a
privilegedpre-socialbaseline.
Responsibility
An importantvirtueof "False Promise"is thatit linksneorealismand its rivals
to the ethical responsibilitiesof foreignpolicymakers.These responsibilities
24. Mearsheimer and Waltz both assume sovereignty,without acknowledging its institutional
character;see Mearsheimer,"False Promise," p. 11, and Waltz, Theoryof International
Politics,
pp. 95-96.
25. David Strang,"Anomaly and Commonplace in European Political Expansion," International
Vol. 45, No. 2 (Spring 1991), pp. 143-162.
Organization,
26. "Degenerating"problemshiftsare adjustmentsto a theorythatare ad hoc,while "progressive"
shiftsare those that have a principled basis in its hard core assumptions. See Imre Lakatos,
"Falsificationand the Methodology of ScientificResearch Programmes,"in Lakatos and Alan
Musgrave, eds., Criticismand theGrowthofKnowledge(Cambridge: Cambridge UniversityPress,
1970), pp. 91-196.
27. The significanceof Dan Deudney's work lies partlyin his appreciationof thispoint; see Dan
Deudney, "Dividing Realism: StructuralRealism versus SecurityMaterialismon Nuclear Security
and Proliferation,"
SecurityStudies,Vol. 1, Nos. 2 and 3 (1993), pp. 7-37.
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