Fund Services

Fund Accounting; Fund Administration; Regulatory Administration and Compliance Support Services;
Transfer Agency; and Global Custody

As you continually look for more efficient ways to grow your assets under management and improve your funds
performance, you can turn to Citi for your fund services needs. We develop integrated, flexible and controlled
end-to-end processing solutions enabling you to concentrate on the critical components of investment
management.
With an increase in complex security
types, more stringent regulatory
requirements, market turbulence and
expense pressures across the board,
the fund industry is a challenging and
ever-changing landscape.
Citi offers the expertise and solutions
that support your evolving needs.
Utilizing best-of-breed technology, Citi
integrates our fund accounting and
transfer agency systems into an
interactive, global platform.

Fund accounting
Our accounting and reporting
functions extend to GAAP basis
accounting, calculating and reporting
fund information. Fund accounting
services include:
Security pricing
Portfolio accounting
NAV analytics, activity validation
and calculation

Fund administration
To support your funds operations,
Citi provides you with complete,
continuous and multifaceted
administration services.
Financial statement production
Expense management
Tax services
Post-trade portfolio monitoring

Regulatory administration and

compliance support services
Citi is unique as a fund administrator
that offers a comprehensive set of
regulatory administration and
compliance support services. Our legal
support services, which are effective,
efficient and responsive to emerging
industry needs, include:
Fund and corporate records
Registration statement drafting
and/or review

Trade resolution and reconciliation

Policy and procedure drafting

assistance

Data management

Board support and education

Income and corporate actions/

pricing

Customized workflow management

tool and client data warehouse
Assistance in adhering to Rule 38a-1

Expertise for Registered

Hedge Products
If your firm offers these
advanced investment
products, you can look to
Citi for servicing expertise.
Customized solutions that
include a full range of
portfolio, analytic, fund
accounting, transfer agency
and operational reporting
applications
Extensive industry expertise
for fund, administration,
reporting, accounting,
custody, regulatory
administration, tax services
and record-keeping
requirements
Full services for a wide
range of fund types, fund
structures and security
types
Support for partnership
allocations

Transfer agency
Citis premier transfer agency is noted
for accurate, flexible and timely
servicing of mutual funds, collective
trusts and other registered investment
vehicles. Depending on your specific
needs, Citi will:
Provide shareholder and
intermediary call center services
Perform new account setup and
maintenance
Post and confirm transactions
Support full NSCC platform
integration
Prepare shareholder income, capital
gains and other distributions
Prove all cash receipts and fund
shares daily
Deliver confirmations and periodic
statements
Maintain and reconcile bank
accounts and oversee cash
movement
Leverage automated Citibank DDA,
ACH and wire capabilities

Strong operational relationships

with major distributors
Support for clearing firms
Commission calculation and payment
Front-end, back-end and level-load
processing
12b-1 and other trail payment
processing

Reliable STP rates ensure trades

settle with minimal manual
intervention, reducing the cost of
your investment

Collective trust funds (CTFs)

Accurate and timely income and

corporate actions processing

So that you can leverage the best

practices of mutual funds while
cost-effectively bringing new products
to market, we deliver the same
disciplined support and control
environment for CTFs as we do with
40 Act funds. From product creation
through continual servicing of our CTF
assets, we offer:
Full DTCC/NSCC and DCC&S
capabilities
Top-quality fund accounting model
Robust Global Custody Infrastructure

Withhold and furnish shareholder

tax forms in accordance with
current cost-basis reporting
requirements

Financial administration and audit

support services

Distribution channel support

We provide complete intermediary
transaction processing and servicing
for your distribution channels. Among
the advantages we offer are:
Dealer and intermediary support
and service

Mutual fund-like reviews, including

over 200 separate monitoring tests

Global custody services

Citi Transaction Services is the trusted
custodian of over US$13 trillion in
assets.
Our extensive proprietary network
gives us in-depth local market
knowledge and expertise, while our
regional service centers deliver
excellence in quality and execution.
Citis Global Custody features:

Citi Transaction Services

www.transactionservices.citi.com
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Citigroup Inc. OpenInvestor is a service mark of Citigroup Inc. All other trademarks are the
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Safekeeping and settlement

processing services and interfaces
to Central Securities Depositories
for the reliable settlement of
transactions

NSCC Fund/SERV, networking,

commission settlement, fund profile
and DCC&S

Conduct Blue Sky reporting

Systematically and automatically

process investments and withdrawals

Single point of contact to access 95

markets, operating the industrys
largest proprietary network

Consolidated record keeping

and reporting

Strength of Citi
Citi OpenInvestorSM is the investment
services solution for todays
diversified investor, combining
specialized expertise, comprehensive
capabilities and the power of Citis
global network to help our clients
meet their performance objectives
across asset classes, strategies and
geographies.
Citi is a global leader in banking,
capital markets and transaction
services, with a presence in over 95
countries and over $13 trillion in
assets under custody.
By providing best-in-class products
and solutions, and unparalleled access
to capital and liquidity, Citi enables
clients to achieve their strategic
financial objectives.
For more information about Citis Fund
Services, please contact your Citi
representative or visit openinvestor.
transactionservices.citi.com