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Such weak sultans could not stop the chaos caused by warring
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In 1510 Afonso de Albuquerque, the governor of Portugal's Asian
possessions, attacked and drove from power the local ruler of Goa, on the
west coast of India.[xi] Albuquerque made Goa the administrative center of
Portugal's Asian trade empire. By 1515 Albuquerque had also conquered
Malacca, the wealthiest trading center on the Malay coast, and Hormuz, at
the mouth of the Persian Gulf.[xii] Meanwhile, in 1511 Portugal had
captured the main port in the Moluccasthe famed Spice Islands. In the
early 1500s they also began settling Ceylon (present-day Sri Lanka).
Anxious to maintain a monopoly over the eastern trade, the
Portuguese allowed only king's ships to trade with the Estado da India, as
they called their Asian empire. Royal merchantmen, accompanied by armed
escorts, carried black pepper, cinnamon, ginger, cloves, nutmeg, and mace
to Lisbon. Though expensive in lives and resources, the spice trade yielded
handsome profitsfor example, it provided 39 percent of the Crown's
income in 1518. [xiii] Continuing to expand, the Portuguese also gained
footholds in Japan and China. They reached Japan in the 1540s and quickly
profited by trading Chinese goods for Japanese silver. In 1557 the Chinese
allowed them to establish a trading station at Macao.[xiv] Here, however,
the Portuguese were dependent on Chinas goodwill, as Antnio Bocarro, a
resident of Macao, described in 1635:
The peace that we have with the king of China is as he likes it, for
since this place is so far from India, and since he has such vastly greater
numbers of men than the most that the Portuguese could possibly
assemble there, never did we think of breaking with him whatever
serious grievances we may have had; because the Chinese have only to
stop our food-supplies to ruin our city.[xv]
The spectacular rise of Portugal's trading-post empire, however, was
followed by an equally rapid decline.
A small kingdom, Portugal had neither the people nor the financial
resources to maintain such a vast empire. Portuguese rulers also proved
remarkably shortsighted. As early as 1496, for example, they followed
Spains example and ordered the expulsion of the Jews from the country.
This cost Portugal not only large numbers of people but also much wealth
and valuable expertise, which the country could ill afford to lose. In
addition, the grandiose ambition of the royal monopoly in the Estado da
India proved impossible to maintain. All traders, including local Asian
merchants, were required to obtain licenses from the Portuguese to operate
within Asian waters. They were also required to land their goods only in
Portuguese controlled ports where they were obliged to pay Portuguese
duties on their cargoes. In effect, the Portuguese were not only trying to
monopolize the trade between Asia and Europe but to control and tax the
entire inter-Asian seaborne trade!
To be successful, such a policy would have required an enormous
fleet and control of virtually every important landing spot from the Cape of
Good Hope to Japan - or at the very least all of the strategic narrows
through which ships would have to pass. Portugal simply did not have the
manpower or ships to maintain control over such a huge area. As early as
the 1530s, both local Asian merchants and other Europeans were slipping
through the Portuguese naval net and evading Portuguese customs duties.
Moreover, despite numerous attempts, the Portuguese were never able to
gain control of the strategic entrance to the Red Sea. As more and more
Asian and European merchants evaded the Portuguese monopoly, by the
1560s the Red Sea route into the Mediterranean was supplying as much of
the spice trade to Europe as the route around Africa.
Maintaining such a vast military and naval commitment proved
more expensive than the entire profits provided by the Estado da India. In
1524, for example, the Portuguese crown had to float a huge loan using the
revenues from the following year's spice production as collateral. In
addition, though revenues from the spice trade were enormous, much of the
profit ended up in the hands of Dutch merchants who distributed the spices
from Lisbon into western and northern Europe.
Portuguese Decline
With appropriate irony, perhaps, the eventual demise of Portugal's
dominance of the spice trade was due to the same movement that had first
given birth to Portugal's overseas adventures - the crusading spirit of the
reconquista. In 1578, the devout Portuguese king, Dom Sebastiao, led an
army across the Strait of Gibraltar to fight against the Muslim ruler of
Morocco. Neither he nor most of his men ever returned. Since the young
king had died without an heir, the throne passed to his uncle, a priest and
Cardinal of the Catholic Church, Henry I. Unable to obtain a release from
his vows of celibacy from the Pope, however, Cardinal-King Henry also
died childless only two years later in 1580. After a brief succession
struggle, the Portuguese throne passed to Phillip II of Spain, on condition
that Portugal and its empire would retain their identity and independence
from Spain.
The Portuguese nobility had hoped that Phillip's accession to the throne
would benefit Portugal, but in fact the opposite happened. So long as the
Spanish monarchy also ruled Portugal from 1580 to 1640, the Spanish
neglected Portugal's trade and colonies. Even worse, with the union of the
two crowns, Spain's enemies became Portugal's enemies - and at the time
perhaps the most important of Spain's enemies were the Dutch, who were
in revolt against the Habsburgs in an effort to establish their independence.
Yet the Dutch were also the most important distributors of Portugal's spice
trade into northern Europe. Despite his promise to keep the affairs of the
two kingdoms separate, eventually, in 1594, Phillip banned Dutch
merchants from trading in Lisbon. Unwilling to simply give up the
lucrative spice trade, the Dutch quickly decided to obtain the spices at their
source - in effect, to challenge openly and directly the Portuguese
monopoly in Asia. Over the next half century, until 1640 when Portugal
regained its independence from the Spanish monarchy, in a sustained and
deliberate assault Dutch forces harassed and raided Portuguese shipping
and outposts throughout Asia. Although Portugal managed to hold on to
many of its trading posts, its share in the eastern spice trade steadily
declined in the 17th century as much of the Asian trade fell into Dutch and
English hands.
The Rise of the Dutch
The 1600s were in many ways a period of remarkable success for the
Dutch. After winning independence from Spain, the new Dutch Republic
became one of the wealthiest and most progressive parts of Europe.
Although Calvinism became the dominant religion of the Netherlands,
eventually a policy of religious tolerance prevailed. Politically, the
Netherlands was a kind of federal association of the various provinces. The
States General of the United Provinces, a parliamentary body of provincial
representatives, governed the Netherlands. In military matters, the Princes
of Orange, who had led the struggle against Spain, remained dominant.
The Dutch owed their commercial success primarily to their
position on the sea. In the northern provinces deep-sea fishing had become
the primary commercial activity. In addition, by the end of the 16th century
the Dutch dominated the coastal shipping of northern Europe. In the
17th century nearly 10,000 Dutch vessels dominated the carrying trade of
France, England, Spain, and the Baltic countries.
As their wealth grew, the Dutch also began to develop institutions
to sustain such large-scale commercial activity. In 1609, for example, they
established the Bank of Amsterdam, which issued its own currency, the
florin. The Dutch government itself guaranteed the safety of deposits. At
the time the rest of Europes various currencies were in a state of chaos due
to the heavy influx of gold and silver from the Americas. Drawn by the
stability of the florin as a currency, more and more people from all over
Europe deposited their capital in the Bank of Amsterdam and came to the
bank for loans. Amsterdam soon became Europes leading financial center.
Dutch entry into the Indies trade was largely due to the continuing
hostility of their former rulers, the Spanish Habsburgs. Even before
independence, in 1594 Phillip II of Spain had banned the Dutch from
trading for Portugal's Asian goods at Lisbon. As Spain continued to restrict
the flow of Indies goods into Dutch ports, in 1602 Dutch merchants
responded by establishing the private Dutch East India Company to trade
directly with Asia. The new Dutch republic granted the company sole rights
to carry on trade between the Netherlands and the East Indies and Africa.
More aggressive than the Portuguese, the Dutch eventually began to
conquer and occupy entire islands in an effort to monopolize the spice trade
at the source of production.
By the late 1600s the Portuguese and Spanish, the pioneers in global exploration, had
been displaced in many regions by the English, French, and Dutch. Taken
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medialib/illustrations/WALL5295310.gif
Mughal power had been declining in India since the death of the
emperor Aurangzeb in 1707. Aurangzebs long and costly wars in the
Deccan had drained the imperial treasury.[xvi] Then, in November 1738,
Nadir Shah, a powerful new Persian ruler, led his army across the Indus
River. In 1739 his forces sacked Delhi, massacring some 30,000 people.
Nadir Shah had effectively destroyed Mughal power, though weak
emperors remained on the throne until 1857.
During the remainder of the 1700s, Marathas from the Deccan,
Sikhs from the Punjab, and Afghan invaders fought over much of the
country. In their wars with each other, many local rulers looked for support
to the Europeans who had established trading posts along their coasts. In
return, the Indian rulers promised increased trading privileges and even the
right to tax whole provinces. Sensing great profit, the British and French
allied themselves with local princes to expand their trade.[xvii] By the
1740s Mughal weakness and disunity had left the door open for increasing
European domination.
China and Japan
Farther east, in China and Japan, a different story unfolded. Under the late
Ming and early Qing dynasties, the Chinese Empire remained considerably
more powerful than the new trading empires of Europe. In Japan too,
shoguns of the Tokugawa dynasty transformed the Japanese feudal system
into a strong, centralized government that dictated its own relationship with
the European "barbarians."
The Qing. Under both the Ming and early Qing dynasties, China remained
perhaps the strongest and most extensive empire in the world. As European
traders and merchants appeared on Chinas borders, they found that China
had less to gain from Europe than Europe had to gain from China. The
Chinese generally realized this too and consequently restricted European
traders to certain ports along the coast. The Portuguese had been the first to
arrive, and had essentially become a part of the Chinese system even at
their base in Macao. As other Europeans arrived they found entry into
Chinas trade even more difficult.
Even under Chinas new Manchurian dynasty, the Qing, the old
Confucian dislike of merchants and trade continued to shape Chinese
attitudes. Having lived in Chinas shadow for many generations, the
Manchus had learned from Chinese advisers. Once in power, they sought to
bolster their own legitimacy by maintaining the Confucian traditions. Even
under their most enlightened ruler, Kangxi, although they began to
experience more interaction with Europeans, they remained determined to
The young Manchu prince was also taught to play the role of a
Chinese emperor, however. In the imperial palace, within the walls of the
Forbidden City in Beijing, he learned not only to write his native Manchu
but also to paint the intricate brush strokes of Chinese characters, and to
recite the Confucian classics from memory.
Although controlled at first by a powerful regent, at age 15 Kangxi
began ruling in his own right. In his early years, he fought hard and
successfully to consolidate his position on the throne. In 1683 he expanded
the empire by taking control of the island of Taiwan. He also firmly
established China's northern and western borders. Sending an army against
Russian forces in the north, in 1689 he won back territory China had lost.
When Mongol warriors threatened the western borders, Kangxi personally
led an army against them. He regarded his defeat of Galdan, the Mongol
leader, as his finest hour. "My great task is done," he wrote to his court "As
for my . . . own life, one can say it is happy. One can say it's fulfilled."[xxi]
Kangxi's later years were not as happy, however, largely due to his
relationship with the Europeans. In 1706 the emperor had a serious
convert all of Japan to Christianity, starting with its leaders, the daimyo.
The Jesuits had arrived in Japan just as several strong Japanese lords had
begun to restore central authority after a long period of political disunity.
One of these lords, Oda Nobunaga, had begun the rebuilding
process by creating a powerful new army. By arming peasant foot soldiers
with long spears, Nobunaga defeated the more traditional cavalry forces of
his enemies.[xxiii] When the Portuguese introduced firearms into Japan in
1543, Nobunaga was quick to arm his troops with the new weapons. From
his strategic lands in central Honshu, Nobunaga expanded his control over
much of Japan. By 1568, he had established his control over Kyoto, the
capital, and made himself the emperors guardian.
Oda Nobunaga[4]
As Nobunagas power grew, he faced serious opposition from a
coalition of daimyos and powerful Buddhist warrior sects, particularly the
Tendai based at their great monastery fortress, Enryakuji on Mt. Hiei. In
1571, however, Nobunaga attacked and razed Enryakuji, massacring its
inhabitants. Two years later, in 1573, he deposed the last Ashikaga shogun.
In 1580, he destroyed the last great Buddhist monastery-fortress at Osaka
and thus became the undisputed master of central Japan. On the verge of
accomplishing his dream to unify the empire, however, in 1582 he was
betrayed and attacked by one of his own generals. In the fighting,
Nobunaga was either killed or committed suicide rather than surrender. It
was left to one of his loyal generals, Toyotomi Hideyoshi, to continue the
process of unification.
Toyotomi Hideyoshi is often presented by Japanese historians as the
pivotal figure in the history of the country. He began life as a peasant from
the village of Nakamura in Owari province. Sometime in the 1550s, he
joined Oda Nobunaga, eventually rising to become one of his greatest
generals. After personally avenging Nobunagas death, Hideyoshi took
control of the army and continued his mentors process of unification.
Toyotomi Hideyoshi[5]
In this atmosphere of intrigue and internal warfare, the Jesuits
unavoidably became involved in Japanese politics. Nobunaga had been
fascinated by the Westerners. He valued many of the new tools and artifacts
they brought with them like guns and he also seems to have patronized
them as a counterweight to the militant Buddhist sects that opposed him.
Hideyoshi too at first favored Christianity and the Jesuits. He himself liked
to wear Portuguese clothes and Christian religious symbols that had
become fashionable even among non-Christian Japanese, as something new
and exotic. Nevertheless, as European contacts and involvement in
Japanese life grew, many Japanese leaders, including Hideyoshi,
increasingly worried about their long-term impact on Japanese society.
In 1587 a Spanish ship from the Philippines arrived hoping to break
Portugals monopoly on Japanese trade. With the Spanish came another
Catholic order, the Franciscans, who soon challenged the Jesuits for
Japanese converts. The rivalry between the two Catholic missionary orders
only added to the already complex political situation in Japan; rival
daimyos allied themselves with one group or the other for their own
strategic purposes. Alarmed by the growing political intrigues, Hideyoshi
apparently concluded that the Jesuits were becoming as politically powerful
and potentially dangerous as the Buddhist monasteries had been. Without
Section 1 Review
IDENTIFY and explain the significance of the following:
Battle of Lepanto
capitulations
Treaty of Karlowitz
Afonso de Albuquerque
Aurangzeb
Nadir Shah
Kangxi
LOCATE and explain the importance of the following:
Goa
Malacca
Hormuz
Moluccas
Ceylon
Macao
Batavia
Bombay
Calcutta
Madras
Pondicherry
1. Main Idea How did the Portuguese, the Dutch, the English, and the
French establish trading empires in Asia?
2. Main Idea What economic and political factors contributed to the
decline of the Mughal Empire?
3. Geography: Region What parts of Asia did the Portuguese, Spanish,
Dutch, British, and French conquer by 1763?