Professional Certifications in Finance Certificate Title Chartered Financial Analyst (CFA) NASD Stock Brokers License Description The

CFA is a recognized standard of competency for financial analysts in more than 70 nations worldwide NASD brokers represent more than 5,500 securities firms with more than 82,000 branch offices across the U.S. Acquiring the license requires multiple applications and qualifications Recognized by institutions and individuals as a sign of integrity and professional excellence. Many employers require the CFC designation when hiring or promoting The CFM is for students, practitioners, and academicians, that understand techniques defining the field of finance Holders of the CFP meet rigorous requirements in banking, estate, insurance, investment, and tax planning Granted to individuals completing a comprehensive 10-course practical program that includes economics, taxes, insurance, and investing This is the undisputed professional credential for persons involved in the protection and preservation of financial wealth through life insurance A registered adviser regarding the value of securities or of the advisability of investing in securities. Earned by individuals who have been qualified to legally give clients financial planning service and advice Contact www.aimr.com Association for Investment Management and Research www.nasd.com National Association of Securities Dealers

Certified Financial Consultant (CFC)

www.ifcusa.com Institute of Financial Consultants www.fma.org Financial Management Association www.cfp-board.org Certified Financial Planner Board of Standards www.financialpro.org Society of Financial Services Professionals www.amercoll.edu The American College

Certified in Financial Management (CFM)

Certified Financial Planner (CFP)

Chartered Financial Consultant (ChFC)

Chartered Life Underwriter (CLU)

Commodity Trading Advisor (CTA) Financial Risk Management (FRM)

www.securitiesexam.com Securities Exam Preparation, Inc. www.rims.org Risk and Insurance Management Society