SHAILASHRI BHASKAR PRACTISING COMPANY SECRETARY

GOVERNING / REGULATORY AUTHORITIES

GOVERNMENT OF INDIA
MINISTRY OF CORPORATE AFFAIRS RESERVE BANK OF INDIA SECURITIES AND EXCHANGE BOARD OF INDIA TAX AUTHORITIES TRAI IRDA

APPELLATE AUTHORITIES
SECURITIES APPELLATE TRIBUNAL
NATIONAL COMPANY LAW TRIBUNAL NATIONAL COMPANY LAW APPELLATE TRIBUNAL

OTHER REGULATORS
UNDER PATENT, COPYRIGHT, TRADEMARKS ACT
INFORMATION TECHNOLOGY ACT ENVIRONMENT LAWS LABOUR LAWS FACTORIES ACT

GOVERNMENT OF INDIA
CONSTITUTION OF INDIA LEGISLATURE EXECUTIVE JUDICIARY JUDICIARY SUPREME COURT, HIGH COURTS

AND OTHER SUBORDINATE COURTS ALTERNATE DISPUTE MECHANISM LIKE ARBITRATION, CONSUMER REDRESSAL FORUMS ETC.

COMPANIES ACT 1956

GOVERNS INCORPORATION OF A COMPANY
GOVERNS FUNCTIONING OF THE COMPANY DAY TO DAY BOARD MEETINGS GENERAL BODY MEETINGS RESOLUTIONS RAISING CAPITAL WINDING UP

MINISTRY OF CORPORATE AFFAIRS

AUTHORITIES REGISTRAR OF COMPANIES COMPANY LAW BOARD ROLE OF ROC ACTS AS A REGISTRY FOR RECORDS IN EVERY STATE ADMINISTRATION OF THE ROC IS THROUGH RDs IN SIX REGIONS. ROLE OF REGIONAL DIRECTOR SUPERVISE THE WORKING OF THE ROCs AND THE OFFICIAL LIQUIDATORS. ADMINISTRATION OF THE COMPANIES ACT ALSO CARRY OUT INSPECTION UNDER SECTION 209A OF THE COMPANIES ACT, 1956.

MINISTRY OF CORPORATE AFFAIRS

ROLE OF CLB A QUASI JUDICIAL BODY EXERCISES MOST OF THE POWERS OF THE HIGH COURT AND THE CENTRAL GOVERNMENT INDEPENDTLY REGULATES ITS PROCEDURES PRINCIPAL BENCH AND 4 REGIONAL BENCHES ON GRIEVANCES / CERTAIN MATTERS ARISING OUT OF THE COMPANIES ACT. ALSO ADMINSTERS SECTION 45QA OF THE RBI ACT

MINISTRY OF CORPORATE AFFAIRS

NATIONAL COMPANY LAW TRIBUNAL
NATIONAL COMPANY LAW APPELLATE TRIBUNAL

MINISTRY OF CORPORATE AFFAIRS

COMPETITION ACT OF INDIA 2002 REPLACED THE MRTP ACT. TO PREVENT ANTI-COMPETITIVE PRACTICES PROMOTE COMPETITION ENSURE FREEDOM OF TRADE

RESERVE BANK OF INDIA

ISSUES CURRENCY
ANNOUNCES THE MONETARY / CREDIT POLICY ADMINISTERS AND MONITORS THE

FUNCTIONING OF BANKS SUPERVISES THE FUNCTIONING OF THE PRIVATE SECTOR NON BANKING FINANCIAL INSTITUTIONS NBFCs.

RESERVE BANK OF INDIA

MANAGES THE FOREIGN EXCHANGE OF THE

COUNTRY ADMINISTERS THE FEMA ACT, 1999.

TAKE CARE OF FDI AUTOMATIC ROUTE WITH APPROVAL TO FIPB CAN RAISE CAPITAL ABROAD THROUGH GDRS /

ADRs FCCB

SEBI
REGULATE CAPITAL MARKETS
INVESTOR PROTECTION TOWARDS THIS OBJECTIVE ISSUED GUIDELINES / REGULATIONS FOR RAISING CAPITAL ICDR REGISTERS ALL INTERMEDIARIES ASSOCIATED WITH THE MARKETS REGULATES OTHER ACTIVITIES LIKE TAKEOVERS, BUY BACKS, ESOPs,

 REGULATES THE STOCK EXCHANGES

ADMINISTERS THE LISTING AGREEMENT

THROUGH THE STOCK EXCHANGE CORPORATE GOVERNANCE INVESTIGATION AND INSPECTION AS AN ONGOING ACTIVITY

SECURITIES APPELLATE TRIBUNAL

OFFICE AT MUMBAI
ALL APPEALS ON THE SEBI DECISIONS ARE

REFERRED TO THE SAT THREE MEMBER PANEL DECISION OF SAT BINDING ON BOTH THE PARTIES AGGRIEVED PARTY MAY APPEAL TO SUPREME COURT

TAX LAWS
INCOME TAX MOVING OVER TO THE DIRECT

TAX CODE EXCISE DUTY CUSTOMS SERVICE TAX

ALL THREE ABOVE TO BE COVERED BY THE GST

OTHER LAWS
ENVIRONMENTAL LAWS CARBON CREDITS TOWARDS A GREEN ENVIRONMENT INTELLECTUAL PROPERTY PATENTS COPYRIGHTS TRADE MARKS LABOUR LAWS CHILD LABOUR MINIMUM WAGES WOMEN EMPLOYEES ACCIDENTAL COVER

OTHER LAWS
INSURANCE REGULATION IRDA REGISTERS THE COMPANIES PLANNING TO ENTER INSURANCE BUSINESS PRE VET THE SCHEMES PROPOSED TO BE LAUNCHED TELECOM REGULATION TRAI AUCTIONING OF SPECTRUM APPEAL TO THE TDSAT

THANK YOU