Assuring IT Legal Compliance
5/5
()
About this ebook
“Assuring IT Legal Compliance” was written with the intent to create quality quick reference material for assurance service practitioners. Therefore, this pocket guide is appropriate for entity employees interested in ensuring, or verifying, IT legal compliance in any industry or geographic location.
Robert E. Davis
Dr. Robert E. Davis obtained a Bachelor of Business Administration in Accounting and Business Law, a Master of Business Administration in Management Information Systems, and a Doctor of Business Administration in Information Systems Management from Temple, West Chester, and Walden University; respectively. In addition, during his twenty years of involvement in education, Dr. Davis acquired Postgraduate and Professional Technical licenses in Computer Science and Computer Systems Technology. Dr. Davis also obtained the Certified Information Systems Auditor (CISA) certificate — after passing the 1988 Information Systems Audit and Control Association’s rigorous three hundred and fifty multiple-choice questions examination; and was conferred the Certified Internal Controls Auditor (CICA) certificate by the Institute for Internal Controls.Since starting his career as an information systems (IS) auditor, Dr. Davis has provided data security consulting and IS auditing services to the United States Securities and Exchange Commission, United States Enrichment Corporation, Raytheon Company, United States Interstate Commerce Commission, Dow Jones & Company and Fidelity/First Fidelity (Wells Fargo) corporations as well as other organizations; in staff through management positions.Prior to engaging in the practice of IS auditing and information security consulting; Dr. Davis (as a corporate employee) provided inventory as well as general accounting services to Philip Morris, USA and general accounting services to Philadelphia National Bank (Wells Fargo). Furthermore, he has prior experience as a freelance writer of IT audit and information security training material.Dr. Davis has authored articles addressing IT issues for ITAudit magazine, ISACA Journal, and IT Governance, LTD as well as peer reviewed Carnegie Mellon University's technical report "Comparing eSCM-SP v2 and COBIT" and five chapters of Bloomsbury Publishing's "Effective Auditing for Corporates".In regards to training individuals in the information systems audit process, he has provided instruction to the Data Processing Management Association, ISACA-Philadelphia Chapter CISA Review Course participants, 3rd Annual Securasia Congress delegates, the Delaware Valley Chapter of the Information Systems Security Association and an Internet CISA study group. Additionally, Dr. Davis has presented webinars for Compliance4all, Compliance IQ, Compliance Online, and Online Compliance Panel registrants. Dr, Davis also is a former ISACA-Philadelphia Chapter Board of Directors’ member as well as Chairman of College Relations and the inaugural CISA in Residence at Temple University.Dr. Davis received recognition as an accomplished, energetic auditor, author, and speaker with a sound mix of experience and skills in monitoring and evaluating controls. Based on his accomplishments, he has been featured in Temple University's Fox School of Business and Management Alumni Newsletter as well as The Institute for Internal Controls e-newsletter. Furthermore, he is the first and inaugural Temple University CISA in Residence and a Temple University Master of Science in IT Auditing and Cyber-Security Advisory Councilmen. Lastly, he accepted invitations to join Delta Mu Delta International Honor Society, the Golden Key International Honour Society, the Thomson Reuters' Expert Witness List, the IT Governance LTD expert panel, as well as the International Association of IT Governance Standards honorary membership group.
Related to Assuring IT Legal Compliance
Related ebooks
Compliance by Design: IT controls that work Rating: 5 out of 5 stars5/5Information Systems Auditing: The IS Audit Study and Evaluation of Controls Process Rating: 3 out of 5 stars3/5Information Systems Auditing: The IS Audit Reporting Process Rating: 5 out of 5 stars5/5Information Security Auditor: Careers in information security Rating: 0 out of 5 stars0 ratingsInformation Systems Auditing: The IS Audit Planning Process Rating: 4 out of 5 stars4/5The California Privacy Rights Act (CPRA) – An implementation and compliance guide Rating: 0 out of 5 stars0 ratingsGovernance and Internal Controls for Cutting Edge IT Rating: 0 out of 5 stars0 ratingsIT Governance to Drive High Performance: Lessons from Accenture Rating: 0 out of 5 stars0 ratingsInformation Systems Auditing: The IS Audit Testing Process Rating: 1 out of 5 stars1/5Hardening by Auditing: A Handbook for Measurably and Immediately Iimrpving the Security Management of Any Organization Rating: 0 out of 5 stars0 ratingsAn Introduction to Anti-Bribery Management Systems (BS 10500): Doing right things Rating: 0 out of 5 stars0 ratingsAuditing Information Systems and Controls: The Only Thing Worse Than No Control Is the Illusion of Control Rating: 0 out of 5 stars0 ratingsOutsourcing IT: A governance guide Rating: 3 out of 5 stars3/5IT Governance: A Pocket Guide Rating: 3 out of 5 stars3/5Regulatory Compliance Fundamentals: Regulatory Compliance Essentials, #1 Rating: 3 out of 5 stars3/5The Basics of IT Audit: Purposes, Processes, and Practical Information Rating: 4 out of 5 stars4/5Information Systems Auditing: The IS Audit Follow-up Process Rating: 2 out of 5 stars2/5IT Regulatory Compliance in the UK Rating: 0 out of 5 stars0 ratingsSarbanes-Oxley IT Compliance Using Open Source Tools Rating: 4 out of 5 stars4/5CISA Certified Information Systems Auditor Study Guide Rating: 5 out of 5 stars5/5Reviewing IT in Due Diligence: Are you buying an IT asset or liability Rating: 0 out of 5 stars0 ratingsIT Governance: Guidelines for Directors Rating: 0 out of 5 stars0 ratingsCompliance Management: How Organizations Achieve the Highest Level of Business Integrity Rating: 0 out of 5 stars0 ratingsA Practical Guide to IT Law Rating: 0 out of 5 stars0 ratingsIT Regulatory Compliance in North America Rating: 0 out of 5 stars0 ratingsIT Outsourcing Contracts: A Legal and Practical Guide Rating: 3 out of 5 stars3/5Business Practical Security Rating: 0 out of 5 stars0 ratings
Auditing For You
Lean Auditing: Driving Added Value and Efficiency in Internal Audit Rating: 5 out of 5 stars5/5Auditing For Dummies Rating: 4 out of 5 stars4/5Madoff Talks: Uncovering the Untold Story Behind the Most Notorious Ponzi Scheme in History Rating: 4 out of 5 stars4/5(ISC)2 CISSP Certified Information Systems Security Professional Official Study Guide Rating: 3 out of 5 stars3/5The Prosperity Bible Rating: 5 out of 5 stars5/5Auditing Your Human Resources Department: A Step-by-Step Guide to Assessing the Key Areas of Your Program Rating: 0 out of 5 stars0 ratingsConstruction Contractors: Advanced Issues Rating: 0 out of 5 stars0 ratingsThe Internal Auditing Handbook Rating: 0 out of 5 stars0 ratings2022 Best Ways To Make Money Online Rating: 4 out of 5 stars4/5Budgeting: How to Make a Budget and Manage Your Money and Personal Finances Like a Pro Rating: 0 out of 5 stars0 ratingsExecutive's Guide to COSO Internal Controls: Understanding and Implementing the New Framework Rating: 0 out of 5 stars0 ratingsThe Internal Auditing Pocket Guide: Preparing, Performing, Reporting and Follow-up Rating: 0 out of 5 stars0 ratingsThe Layman's Guide GDPR Compliance for Small Medium Business Rating: 5 out of 5 stars5/5A Step By Step Guide: How to Perform Risk Based Internal Auditing for Internal Audit Beginners Rating: 4 out of 5 stars4/5Strategic Consulting Frameworks: Consulting Preparation Rating: 0 out of 5 stars0 ratingsCutting Edge Internal Auditing Rating: 3 out of 5 stars3/5Internal Audit Quality: Developing a Quality Assurance and Improvement Program Rating: 0 out of 5 stars0 ratingsCrunch Time - CPA Firm Survival in a Predatory Environment Rating: 4 out of 5 stars4/5Corporate Fraud: The Danger Within Rating: 4 out of 5 stars4/5Courageous Auditing Rating: 0 out of 5 stars0 ratingsThe Financial Numbers Game: Detecting Creative Accounting Practices Rating: 0 out of 5 stars0 ratingsTrade-Based Money Laundering: The Next Frontier in International Money Laundering Enforcement Rating: 0 out of 5 stars0 ratingsHow To Earn $1000 Weekly Proofreading & Copyediting Rating: 0 out of 5 stars0 ratingsFraud Casebook: Lessons from the Bad Side of Business Rating: 0 out of 5 stars0 ratingsFraud Prevention Rating: 5 out of 5 stars5/5Trafficking and the Traffickers: JUSTICE Rating: 0 out of 5 stars0 ratingsFinancial Statement Fraud: Prevention and Detection Rating: 0 out of 5 stars0 ratingsA Guide to Forensic Accounting Investigation Rating: 4 out of 5 stars4/5
Reviews for Assuring IT Legal Compliance
1 rating0 reviews
Book preview
Assuring IT Legal Compliance - Robert E. Davis
Published by Robert E. Davis at Smashwords
Copyright 2009 Robert E. Davis, MBA, CISA, CICA. All rights reserved.
Smashwords Edition, License Notes
This ebook is licensed for your personal enjoyment only. This ebook may not be re-sold or given away to other people. If you would like to share this book with another person, please purchase an additional copy for each recipient. If you’re reading this book and did not purchase it, or it was not purchased for your use only, then please return to Smashwords.com and purchase your own copy. Thank you for respecting the hard work of this author.
Preface
Laws continue to be enacted, and the regulatory environment has become more complex due to unacceptable conduct remediation. Consequently, entities continue to be compelled to demonstrate compliance with legal mandates through documented assurance assessments.
The migration from manual to IT generated information has resulted in verdicts and judgments where liability, guilt, or innocence are based solely or largely on electronically encoded evidence. Reliance on IT generated information as evidence raises issues and challenges from a management perspective that must be addressed through effective governance and audit.
Assuring IT Legal Compliance
was written with the intent to create quality quick reference material for assurance service practitioners. Therefore, this pocket guide is appropriate for entity employees interested in ensuring, or verifying, IT legal compliance in any industry or geographic location. As for content; Audit Managers, Chief Compliance Officers, Chief Information Officers, Chief Information Security Officers, Auditors, Information Security professionals, and Control Self Assessment personnel will find this pocket guide an informative, and authoritative, IT legal compliance document.
About the Author
Robert E. Davis, MBA, CISA, CICA obtained a Bachelor of Business Administration degree in Accounting and Business Law and a Master of Business Administration degree in Management Information Systems from Temple and West Chester University; respectively. During his twenty years of involvement in education, Robert acquired Postgraduate and Professional Technical licenses in Computer Science and Computer Systems Technology. Robert also obtained the Certified Information Systems Auditor (CISA) certificate -- after passing the 1988 Information Systems Audit and Control Association’s rigorous three hundred and fifty multiple-choice questions examination; and was conferred the Certified Internal Controls Auditor (CICA) certificate by the Institute for Internal Controls.
Since starting his career as an information systems (IS) auditor, Robert has provided data security consulting and IS auditing services to the United States Securities and Exchange Commission, United States Enrichment Corporation, Raytheon Company, United States Interstate Commerce Commission, Dow Jones & Company and Fidelity/First Fidelity (Wachovia) corporations as well as other organizations; in staff through management positions.
Prior to engaging